-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VYTU8TJZuxouAApQqPmcu4HjSiA44udS2wpy7sO8v89YLpv98niwDo7u7vUevDtX w4MJSYrpSJl/ORLtz1DT9Q== 0001047469-98-006009.txt : 19980218 0001047469-98-006009.hdr.sgml : 19980218 ACCESSION NUMBER: 0001047469-98-006009 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GAMETECH INTERNATIONAL INC CENTRAL INDEX KEY: 0001045014 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 330612983 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-52969 FILM NUMBER: 98538418 BUSINESS ADDRESS: STREET 1: 2209 W 1ST ST STE 113-114 CITY: TEMPE STATE: AZ ZIP: 85281 BUSINESS PHONE: 6028041101 MAIL ADDRESS: STREET 1: 2209 W 1ST STREET SUITE 113 114 CITY: TEMPE STATE: AZ ZIP: 85281 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HELD GARY R & SUSAN E CENTRAL INDEX KEY: 0001055442 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O GAMETECH INTERNATIONAL INC STREET 2: 2209 W 1ST ST STE 113 CITY: TEMPE STATE: AZ ZIP: 85281 MAIL ADDRESS: STREET 1: C/O GAMETECH INTERNATIONAL INC STREET 2: 2209 W 1ST ST STE 113 CITY: TEMPE STATE: AZ ZIP: 85281 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 GameTech International, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.001 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 36466D 10 2 -------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP NO. 36466D 10 2 ------------- 1. NAME OF REPORTING PERSON Gary R. Held - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / Joint Filing - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OR ORGANIZATION United States - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 485,000 SHARES ----------------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 0 EACH ----------------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON 485,000 WITH ----------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 685,000 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.9 % - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* - IN SCHEDULE 13G CUSIP NO. 36466D 10 2 ------------- 1. NAME OF REPORTING PERSON Susan E. Held - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / Joint Filing - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OR ORGANIZATION United States - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 200,000 SHARES ----------------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 0 EACH ----------------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON 200,000 WITH ----------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 685,000 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.9 % - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* - IN ITEM 1. (a) NAME OF ISSUER: GameTech International, Inc. (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 2209 West 1st Street, Suite 113 Tempe, Arizona 85281 ITEM 2. (a) NAME OF PERSONS FILING: Gary R. Held Susan E. Held (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 2209 West 1st Street, Suite 113 Tempe, Arizona 85281 (c) CITIZENSHIP: United States (d) TITLE OF CLASS OF SECURITIES: Common Stock (e) CUSIP NUMBER: 36466D 10 2 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: (a) / / BROKER OR DEALER REGISTERED UNDER SECTION 15 OF THE ACT, (b) / / BANK AS DEFINED IN SECTION 3(a)(6) OF THE ACT, (c) / / INSURANCE COMPANY AS DEFINED IN SECTION 3(a)(19) OF THE ACT, (d) / / INVESTMENT COMPANY REGISTERED UNDER SECTION 8 OF THE INVESTMENT COMPANY ACT, (e) / / INVESTMENT ADVISER REGISTERED UNDER SECTION 203 OF THE INVESTMENT ADVISERS ACT OF 1940, (f) / / EMPLOYEE BENEFIT PLAN, PENSION FUND WHICH IS SUBJECT TO THE PROVISIONS OF THE EMPLOYEE RETIREMENT SECURITY ACT OF 1974 OR ENDOWMENT FUND; SEE 13d-1(b)(1)(ii)(F), (g) / / PARENT HOLDING COMPANY, IN ACCORDANCE WITH RULE 13d- 1(b)(ii)(G); SEE ITEM 7, (h) / / GROUP, IN ACCORDANCE WITH RULE 13d-1(b)(ii)(H). X NOT APPLICABLE ITEM 4. OWNERSHIP If the percent of the class owned, as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-1(b)(2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire. (a) AMOUNT BENEFICIALLY OWNED AT DECEMBER 31, 1997: See number 9 of cover pages. Includes 135,000 shares of Common Stock issuable upon the exercise of stock options granted to Mr. Held on November 1, 1996 and currently exercisable. Mr. Held disclaims beneficial ownership of 200,000 shares of Common Stock owned by Mrs. Held. Mrs. Held disclaims beneficial ownership of 485,000 shares of Common Stock owned by Mr. Held. (b) PERCENT OF CLASS: See number 11 of cover pages. (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS AS OF 12/31/97: (i) SOLE POWER TO VOTE OR TO DIRECT THE VOTE. See number of cover pages. The shares Mr. Held has sole power to vote include 135,000 shares of Common Stock issuable upon the exercise of stock options granted November 1, 1996 and currently exercisable. (ii) SHARED POWER TO VOTE OR TO DIRECT THE VOTE. See number 6 of cover pages. (iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF See number 7 of cover pages. The shares Mr. Held has sole power to dispose include 135,000 shares of Common Stock issuable upon the exercise of stock options November 1, 1996 and currently exercisable. (iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF See number 8 of cover pages. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: / / ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable ITEM 10. CERTIFICATION Not Applicable SIGNATURE The filing of this Amendment to Schedule 13G and the statements herein shall not be construed as an admission that I am, for the purposes of Section 13(d) or 13(g) of the Exchange Act, or for any other purpose, the beneficial owner of any of the securities described herein. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 2-11-98 ----------------------------------------- Date /s/ Gary R. Held ----------------------------------------- Signature Gary R. Held ----------------------------------------- Name / Title 2-11-98 ----------------------------------------- Date /s/ Susan E. Held ----------------------------------------- Signature Susan E. Held ----------------------------------------- EXHIBIT INDEX Exhibit I Statement of Gary R. Held Exhibit II Statement of Susan E. Held EXHIBIT I Exhibit I to Schedule 13G Under the Securities Exchange Act of 1934 Pursuant to Rule 13d - 1 (f) (1), I affirm that I am individually eligible to use Schedule 13G and agree that this Schedule is filed on my behalf. /s/ Gary R. Held ----------------------------------------- Gary R. Held EXHIBIT II Exhibit I to Schedule 13G Under the Securities Exchange Act of 1934 Pursuant to Rule 13d - 1 (f) (1), I affirm that I am individually eligible to use Schedule 13G and agree that this Schedule is filed on my behalf. /s/ Susan E. Held ----------------------------------------- Susan E. Held -----END PRIVACY-ENHANCED MESSAGE-----